ALCOHOL IN THE WESTERN WORLD: A HISTORY

[The following article appeared in the June 1998 issue of Scientific American. Written by Bert L. Vallee, M.D., a Distinguished Senior Professor at M.I.T., it is a fascinating historical look at the role alcohol has played. It contains many surprises and puts current thinking about alcohol into an historical perspective. I have taken the liberty of editing this article slightly.]

   Substances, like people, may have contradictory aspects to their personality. Today, ethyl alcohol is a multifaceted entity; it may be social lubricant, sophisticated dining companion, cardiovascular health benefactor, or agent of destruction. Throughout most of Western civilization’s history, however, alcohol had a far different role. For most of the past 10 millennia, alcoholic beverages may have been the most popular and common daily drink, an indispensable source of fluids and calories. In a world of contaminated and dangerous water supplies, alcohol truly earned the title granted it in the Middle Ages: aqua vitae, the “water of life.”
   The earlier societal relationship with alcohol is simply unimaginable today. Consider this 1777 statement by Prussia’s Frederick the Great, whose economic strategy was threatened by the importation of coffee: “It is disgusting to notice the increase in the quantity of coffee used by my subjects, and the amount of money that goes out of the country as a consequence. Everybody is using coffee; this must be prevented. His Majesty was brought up on beer, and so were both his ancestors and officers. Many battles have been fought and won by soldiers nourished on beer, and the King does not believe that coffee-drinking soldiers can be relied upon to endure hardships in case of another war.”
   Surely a modern leader who urged alcohol consumption over coffee, especially in the military, would have his or her mental competence questioned. But only an eyeblink ago in historical time, a powerful head of government could describe beer in terms that make it sound like mother’s milk. Indeed, that nurturing role may be the one alcohol played from the infancy of the West to the advent of safe water supplies for the masses only within the past century.

   Natural processes have no doubt produced foodstuffs containing alcohol for millions of years. Yeast, in metabolizing sugar to obtain energy, creates ethyl alcohol as a by-product of its efforts. Occasionally animals accidentally consume alcohol that came into being as fruit “spoiled” in the natural process of fermentation; inebriated birds and mammals have been reported. Humans have a gene for the enzyme alcohol dehydrogenase; the presence of this gene at least forces the conjecture that over evolutionary time animals have encountered alcohol enough to have evolved a way to metabolize it. Ingestion of alcohol, however, was unintentional or haphazard until some 10,000 years ago.
   About that time, some Late Stone Age gourmand probably tasted the contents of a jar of honey that had been left unattended longer than usual. Natural fermentation had been given the opportunity to occur, and the taster, finding the effects of mild alcohol ingestion provocative, probably replicated the natural experiment. Comrades and students of this first oenologist then codified the method for creating such mead or wines from honey or dates or sap. The technique was fairly simple: leave the sweet substance alone to ferment.
   Beer, which relies on large amounts of starchy grain, had to wait until the development of agriculture. The fertile river deltas of Egypt and Mesopotamia (today’s Iraq) produced huge crops of wheat and barley; the diets of peasants, laborers, and soldiers of these ancient civilization were cereal-based. It might be viewed as an historical inevitability that fermented grain would be discovered. As in the instance of wine, natural experiments probably produced alcoholic substances that excited those who sampled the results. Before the third millennium B.C., Egyptians and Babylonians were drinking beers made from barley and wheat.

   Wine, too, would get a boost from agriculture. Most fruit juice, even wild grape juice, is naturally too low in sugar to produce wine, but the selection for sweeter grapes leading to the domestication of particular grape stock eventually led to viniculture. The practice of growing grape strains suitable for wine production has been credited to people living in what is now Armenia, at about 6000 B.C., although such dating is educated guesswork at best.
   The creation of agriculture led to food surpluses, which in turn led to ever larger groups of people living in close quarters, in villages or cities. These municipalities faced a problem that still vexes, namely how to provide inhabitants with enough clean, pure water to sustain their constant need for physiological hydration. The solution, until the 19th century, was nonexistent. The water supply of any group of people rapidly became polluted with their waste products and thereby dangerous, even fatal, to drink. How many of our progenitors died attempting to quench their thirst with water can never be known. Based on current worldwide crises of dysentery and infectious disease wrought by unclean water supplies, a safe bet is that a remarkably large portion of our ancestry succumbed to tainted water.
   In addition, the lack of liquids safe for human consumption played a part in preventing long-range ocean voyages until relatively recently. Christopher Columbus made his voyage with wine on board, and the Pilgrims landed at Plymouth Rock only because their beer stores had run out. An early order of business was luring brewmasters to the colonies.

Alcohol versus Water
   Evidence arguing against a widespread use of water for drinking can be found in the Bible and ancient Greek texts. Both the Old and New Testaments are virtually devoid of references to water as a common beverage. Likewise, Greek writings make scant reference to water drinking, with the exception of positive statements regarding the quality of water from mountain springs. Hippocrates specifically cited water from springs and deep wells as safe, as was rainwater collected in cisterns. The ancients, through what must have been tragic experience, clearly understood that most of their water supply was unfit for human consumption.

   In the context of contaminated water supply, ethyl alcohol may indeed have been mother’s milk to a nascent Western civilization. Beer and wine were free of pathogens. And the antiseptic power of alcohol, as well as the natural acidity of wine and beer, killed many pathogens when the alcoholic drinks were diluted with the sullied water supply. Dating from the taming and conscious application of the fermentation process, people of all ages in the West have therefore consumed beer and wine, not water, as their major daily thirst quenchers.
   Babylonian clay tablets more than 6000 years old give beer recipes, complete with illustrations. The Greek term akratidzomai which came to mean “to breakfast,” literally translates as “to drink undiluted wine.” Breakfast apparently could include wine as a bread dip, and “bread and beer” connoted basic necessity much as does today’s expression “bread and butter.”
   The experience in the East differed greatly. For at least the past 2000 years, the practice of boiling water, usually for tea, has created a potable supply of nonalcoholic beverages. In addition, genetics played an important role in making Asia avoid alcohol: approximately half of all Asian people lack an enzyme necessary for complete alcohol metabolism, making the experience of drinking quite unpleasant. Thus, beer and wine took their place as staples only in Western societies and remained there until the end of the last century.

   The traditional production of beer and wine by fermentation of cereals and grapes or other fruits produced beverages with low alcohol content compared with those familiar to present-day consumers. The beverages also contained large amounts of acetic acid and other organic acids created during fermentation. Most wines of ancient times probably would turn a modern oenophile’s nose; these old-style wines in new bottles would more closely resemble today’s vinegar with some hints of cider, than a prizewinning Merlot.
   As the alcohol content of daily staple drinks was low, consumers focused on issues of taste, thirst quenching, hunger satisfaction and storage rather than on intoxication. Nevertheless, the “side effects” of this constant, low-level intake must have been almost universal. Indeed, throughout Western history the normal state of mind may have been one of mild inebriation.
   The caloric value of nonperishable alcoholic beverages may also have played a significant role in meeting the daily energy requirements of societies that might have faced food shortages. In addition, they provided essential micro nutrients, such as vitamins and minerals.
   Alcohol also served to distract from the fatigue and boredom of daily life in most cultures, while alleviating pain for which remedies were nonexistent. Today we have a plethora of handy choices against common aches and pain. But until this century, the only analgesic generally available in the West was alcohol. From the Book of Proverbs comes this prescription: “Give strong drink unto him that is ready to perish, and wine unto them that be of heavy hearts. Let him drink, and forget his poverty, and remember his misery no more.” A Sumerian cuneiform tablet of pharmacopoeia dated to about 2100 B.C. is generally cited as the oldest preserved record of medicinal alcohol, although Egyptian papyri may have preceded the tablet. Hippocrates’ therapeutic system featured wines as remedies for almost all known acute or chronic ailments, and the Alexandria School of Medicine supported the medical use of alcohol.

Religion and Moderation
   The beverages of ancient societies may have been far lower in alcohol than their current versions, but people of the time were aware of the potentially deleterious behavioral effects of drinking. The call for temperance began quite early in Hebrew, Greek and Roman cultures and was reiterated throughout history. The Old Testament frequently disapproves of drunkenness, and the prophet Ezra and his successors integrated wine into everyday Hebrew ritual, perhaps partly to moderate undisciplined drinking, thus creating a religiously inspired and controlled form of prohibition.
   In the New Testament, Jesus obviously sanctioned alcohol consumption, resorting to miracle in the transformation of water to wine, an act that may acknowledge the goodness of alcohol versus the polluted nature of water. His followers extended measures to balance the use and abuse of wine, but never supported total prohibition. Saint Paul and other fathers of early Christianity carried on such moderating attitudes. Rather than castigating wine for its effects on sobriety, they considered it a gift from God, both for its medicinal qualities and the tranquilizing characteristics that offered relief from pain and the anxiety of daily life.
   Traditionally, beer has been the drink of the common folk, whereas wine was reserved for the more affluent. Grape wine, however, became available to the average Roman after a century of vineyard expansion that ended in a about 30 B.C., a boom driven by greater profits for wine grapes compared with grain. Ultimately, the increased supply drove prices down, and the common Roman could partake in wine that was virtually free. Roman viniculture declined with the empire and was inherited by the Catholic Church and its monasteries, the only institutions with sufficient resources to maintain production.

   For nearly 1300 years the Church operated the biggest and best vineyards, to considerable profit. Throughout the Middle Ages, grain remained the basic food of peasants and beer their normal beverage, along with mead and home made wines or ciders. The few critics of alcohol consumption were stymied by the continuing simple fact of the lack of safe alternatives. Hence, despite transitions in political systems, religions and ways of life, the West’s use of and opinion toward beer and wine remained remarkably unchanged. But a technological development would alter the relationship between alcohol and humanity.
   After perhaps 9000 years of experience drinking relatively low alcohol mead, beer and wine, the west was faced with alcohol in a highly concentrated form, thanks to distillation. Developed in about A.D. 700-750 (http://www.gabarin.com/ayh/alcohol.htm#_ednref23) by Arab alchemists (for whom "al kohl" signified any material’s basic essence), distillation brought about the first significant change in the mode and magnitude of human alcohol consumption since the beginning of Western civilization. Although yeasts produce alcohol, they can tolerate concentrations of only about 16 percent. Fermented beverages therefore had a natural maximum proof. Distillation circumvents nature’s limit by taking advantage of alcohol’s 78 degree Celsius (172 degrees Fahrenheit) boiling point, compared with 100 degrees C for water (212 degrees F). Boiling a water-alcohol mixture puts more of the mix’s volatile alcohol than its water in the vapor. Condensing the vapor yields liquid with a much higher alcohol level than that of the starting liquid.
   The Arab method - the custom of abstinence had not yet been adopted by Islam - spread to Europe, and distillation of wine to produce spirits commenced on the Continent in about A.D. 1100. The venue was the medical school at Salerno, Italy, an important center for the transfer of medical and chemical theory and methods from Asia Minor to the West. Joining the traditional alcoholic drinks of beer and wine, which had low alcohol concentration and positive nutritional benefit, were beverages with sufficient alcohol levels to cause the widespread problems still with us today. The era of distilled spirits had begun.

    Knowledge of distillation gradually spread from Arabia to Italy to northern Europe. Alsatian physician Hieronymus Brunschwig described the process in 1500 in Liber de arte distillandi, the first printed book on distillation. Distilled alcohol had already earned its split personality as nourishing food, beneficent medicine, and harmful drug. The widespread drinking of spirits followed closely on the heels of the 14th century’s bouts with plague, notably the Black Death of 1347-1351. Though completely ineffective as a cure for plague, alcohol did make the victim who drank it at least feel more robust. No other known agent could accomplish even that much. The medieval physician’s optimism related to spirits may be attributed to this ability to alleviate pain and enhance mood, effects that must have seemed quite remarkable during a medical crisis that saw perhaps two thirds of Europe’s population culled in a single generation.
   Economic recovery following the subsidence of the plague throughout Europe led to new standards of luxury and increased urbanization. This age witnessed unprecedented ostentation, gluttony, self-indulgence and inebriation. Europe, relieved to have survived the pestilence of the 14th century, went on what might be described as a continent- wide bender. Despite the negative effects of drunkenness and attempts by authorities to curtail drinking, the practice continued until the 17th century, when beverages made with boiled water became popular. Coffee, tea, and cocoa thus began to break alcohol’s monopoly on safe beverages.
   In the 18th century, a growing religious antagonism toward alcohol, fueled largely by Quakers and Methodists and mostly in Great Britain, still lacked real effect or popular support. After all, the Thames River of the time was as dangerous a source of drinking water as the polluted streams of ancient times. Dysentery, cholera and typhoid, all using filthy water as a vehicle, were major killers until the end of the 19th century, rivaling plague in mass destruction.
   Only the realization that microorganisms caused disease and the institution of filtered and treated water supplies finally made water a safe beverage in the West. Religious anti-alcohol sentiment and potable water would combine with one other factor to make it finally possible for a significant percentage of the public to turn away from alcohol. That other factor was the recognition of alcohol dependence as an illness.

Diseases of Alcohol
   In the 19th century the application of scientific principles to the practice of medicine allowed clinical symptoms to be categorized into diseases that might then be understood on a rational basis. Alcohol abuse was among the first medical problems approached this way. Two graduates of the Edinburgh College of Medicine, Thomas Trotter of Britain and Benjamin Rush of the colonies and then the U.S., published essays on drunkenness in the early 1800’s. They saw alcoholism as a chronic, life-threatening disease and recognized that habitual and prolonged consumption of hard liquor causes liver disease, accompanied by jaundice, wasting, and mental dysfunction, evident even when the patient was sober. The influence of moralistic anti-alcohol Methodism may have driven their clinical research, but their findings were nonetheless sound.
   As a prominent member of society and a signer of the Declaration of Independence, Rush’s writings carried great weight. His personal fame and correct diagnosis of a societal ill helped to create viewpoints that eventually culminated in the American Prohibition (1919-1933).
   Nineteenth-century studies detailed the clinical picture and pathological basis of alcohol abuse, leading to today’s appreciation of it as one of the most important health problems facing America and the rest of the world. Alcohol contributes to 100,000 deaths in this country annually, making it the third leading cause of preventable mortality in the U.S. (after smoking and conditions related to poor diet and a sedentary way of life).

   The overall alcohol problem is far broader. Some 40% of Americans have been intimately exposed to the effects of alcohol abuse through a family member. And every year some 12,000 children of drinking mothers are robbed of their potential, born with the physical signs and intellectual deficits associated with full-blown fetal alcohol syndrome; thousands more suffer lesser effects.
   Society and science are at the threshold of new pharmaceutical and behavioral strategies against alcoholism. In historical terms, it has only just been understood and accepted as a disease; we are still coping with the historically recent arrival of concentrated alcohol. The diagnosis having been made and acknowledged, continued research can be counted on to produce new and more effective treatments based on the growing knowledge of the physiology of alcohol abuse and of addictive substances in general.
   Humanity at any moment of history is inevitably caught in that time, as trapped as an insect in amber. The mores, traditions, and attitudes of an era inform the individuals then living, often blinding them to the consideration of alternatives. Alcohol today is a substance primarily of relaxation, celebration, and tragically mass destruction. To consider it as having been a primary agent for the development of an entire culture may be jolting, even offensive to some. Any good physician, however, takes a history before attempting a cure.

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